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Department of Community Services
Yukon Securities Office
Blanket Orders
2011
| SO2011-07 | Revocation of Certain Superintendent's Orders effective May 18, 2011 |
| SO2011-08 | Revocation of Certain Registration Related Superintendent's Orders, effective July 11, 2011 |
2010
| SO2010-02 | Blanket Exemption from Certain Sections of National Instrument 31-103 Registration Requirements and Exemptions in Connection with Transition and Grandfathering Matters |
| SO2010-03 | Blanket Exemption from Sections 3.6, 3.10 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers Adding a Category |
| SO2010-04 | Blanket Exemption from Sections 3.5 and 3.9 of National Instrument 31-103 Registration Requirements and Exemptions for Portfolio Managers Adding a Category |
| SO2010-05 | Blanket Exemption from Section 3.3 of National Instrument 31-103 Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers |
| SO2010-06 | Blanket Exemption from Section 14.5 of National Instrument 31-103 Registration Requirements and Exemptions for Canadian Firms |
| SO2010-07 | Blanket Exemption from Section 13.2(2)(b) of National Instrument 31-103 Registration Requirements and Exemptions for Mutual Fund Dealers (repealed by SO 2010/19) |
| SO2010-08 | Blanket Exemption from the Registration Requirement in National Instrument 31-103 Registration Requirements and Exemptions for Trades in Short-term Debt Instruments |
| SO2010-09 | Blanket Exemption Concerning Registration for Trades in Connection with Certain Prospectus-Exempt Distributions Companion Policy to SO2010-09 |
| SO2010-13 | Blanket Exemption from restriction on paying commissions and finders fees in offering memorandum exemption in National Instrument 45-106 Prospectus and Registration Exemptions |
| SO2010-16 | Blanket Exemption for Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers (Repealed by SO 2010/23) |
| SO2010-17 | Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for MFDA member firms |
| SO2010-18 | Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for IIROC member firms |
| SO2010-19 | Relief from the requirement under section 13.2(2)(b) of NI 31-103 to establish whether a client is an insider CSA Notice re: SO 2010-19 |
| SO2010-20 | Relief from the requirement under subparagraph 13.2(3)(b)(i) of NI 31-103 for mutual fund and scholarship dealers - Revocation of SO 2010/007 made on March 1, 2010. CSA Notice re: SO 2010-20 |
| SO2010-23 |
Blanket Exemption - Exetension of Relief for Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers CSA Notice re: SO 2010-23 |
2008
| SO2008-01 | Specification of Required Forms, repealed May 18, 2011 by SO 2011-07 |
| SO2008-07 | Relief for Venture Issuers, repealed May 18, 2011 by SO 2011-07 |
| SO2008-08 | Additional Specification of Required Forms, repealed May 18, 2011 by SO 2011-07 |
| SO2008-09 | Exemption for Dividend Reinvestment Plans, repealed May 18, 2011 by SO 2011-07 |
1999
| RO1999-38 | Yukon Small Business Investment Tax Credit Exemption (Registrar's Order) |
