Department of Community Services

Office of the Superintendent of Securities

23-102 Use of Client Brokerage Commissions [NI]

NI 23-102 Use of Client Brokerage Commissions 

Status: As amended February 1, 2017

History:  Effective June 30, 2010

Documents related to NI 23-102

Amendment to NI 23-103 Effective February 1, 2017

Amendment to NI 23-102 Effective January 11, 2015

Companion Policy 23-102 Effective June 30, 2010