Department of Community Services

Office of the Superintendent of Securities

For Dealers, Advisors and Investment Fund Managers

About Dealers & Advisers Under the Securities Act, firms and individuals must be registered with the Office of the Yukon Superintendent of Securities to give advice about securities or to trade, buy or sell securities. The Office of the Yukon Superintendent of Securities registers firms as advisers or dealers. Individuals are registered through the firm they work for.

Yukon Archives, Anton Vogee fonds #77