Department of Community Services

Office of the Superintendent of Securities

Derivatives Regulations in Canada: CSA Consultation Papers

91-401 CSA Consultation Paper on

Over-the-Counter Derivatives Regulation in Canada, November 2, 2010

91-402 CSA Consultation Paper on 

Derivatives: Trade Repositories, June 23, 2011

91-403 CSA Consultation Paper on

Derivatives: Surveillance and Enforcement, November 25, 2011

91-404 CSA Consultation Paper on

Derivatives: Segregation and Portability in OTC Derivatives Clearing, February 10, 2012

91-405 CSA Consultation Paper on

Derivatives: End-User Exemption, April 13, 2012

91-406 CSA Consultation Paper on

Derivatives: OTC Central Counterparty Clearing, June 20, 2012

91-407 CSA Consultation Paper on

Derivatives: Registration, April 18, 2013

92-401 CSA Consultation Paper on

Derivatives Trading Facilities, January 29, 2015

93-101 CSA Notice for comment on

Derivatives: Business Conduct, April 4, 2017

91-102 CSA Notice for comment on

Prohibition of Binary Options, April 26, 2017