Department of Community Services

Office of the Superintendent of Securities

41-101 General Prospectus Requirements [NI]

National Instrument

National Instrument 41-101 General Prospectus Requirements

Status: As Amended March 8, 2017

History: Initially Effective on March 17, 2008

Consolidated versions

NI 41-101 unofficial consolidation on National Instrument as of March 8, 2017

41-101 CP unofficial consolidation of Companion Policy as of March 8, 2017

41-101F1 unofficial consolidation as of June 30, 2015 

41-101F2 unofficial consolidation as of March 8, 2017

41-101F3 unofficial consolidation as of September  22, 2014

Form 41-101F4, Effective March 8, 2017 

Documents related to NI 41-101

Amendment to NI 41-101 effective March 8, 2017

Amendment to 41-101 CP effective March 8, 2017

Amendment to NI 41-101 effective December 8, 2015

Amendment to 41-101 CP effective December 8, 2015

Amendment to NI 41-101 effective November 17, 2015

Amendment to NI 41-101 effective June 30, 2015

Amendment to 41-101CP effective June 30, 2015

Amendment to NI 41-101 effective May 5, 2015

Amendment to NI 41-101 effective September 30, 2014

Amendment to NI 41-101 effective September 22, 2014

Amendment to NI 41-101 effective January 1, 2014

Amendment to NI 41-101 effective August 13, 2013

Amendment to 41-101 CP effective August 13, 2013

Amendment to NI 41-101 effective May 31, 2013

Amendment to 41-101 CP effective May 31, 2013

Amendment to NI 41-101 (DRO) effective May 31, 2013

Amendment to NI 41-101 effective May 14, 2013

Amendment to 41-101 CP effective May 14, 2013

Amendment to NI 41-101 Effective April 20, 2012

Amendment to NI 41-101 Effective April 30, 2012

Amendment to NI 41-101(IFRS) Effective January 1, 2011

Amendment to Companion Policy (IFRS) Effective January 1, 2011

Amendment to 41-101F1 Effective December 30, 2010

Amendment to Form 41-101F2 Effective June 30, 2010

Companion Policy 41-101CP Effective March 17, 2008

Form 41-101F1 - Information Required in a Prospectus Effective March 17, 2008

Form 41-101F2 - Information Required in an Investment Fund Prospectus Effective March 17, 2008

Form 41-101F3 Information Required in a Scholarship Plan Prospectus, effective May 31, 2013

Form 41-101F4, Effective March 8, 2017

CSA Notices

CSA Notice of Amendments to NI 41-101 and 41-101 CP dated December 8, 2017

CSA Notice of Amendments to NI 41-101 and 41-101 CP effective June 30, 2015

CSA Notice of Amendments to NI 41-101 (as a result of amendments to 81-106), October 3, 2013

CSA Notice of Amendments to NI 41-101 General Prospectus Requirements, Form 41-101F2, Form 41-101F3 and Companion Policy 41-101CP, January 10, 2013

CSA Notice of Amendments to NI 41-101 General Prospectus Requirements and Companion Policy 41-101CP, February 28, 2013

CSA Notce of Amendments to NI 41-101 General Prospectus Requirements and Companion Policy 41-101CP, May 30, 2013