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Department of Community Services
Rules
Yukon Securities Office
Local Rules
The following Local Rules are effective in the Yukon:
Local Rule 11-802 - Rule respecting the Implementation of CSA Instruments and Policies - Effective date: September 28, 2009 (Local Rule 11-802 replaced Local Rule 11-801 on September 28, 2009).
Amendment to Local Rule 11-802, effective April 20, 2012
Amendment to Local Rule 11-802, effective April 30, 2010
Local Rule 11-803 - Rule respecting certain amendments to CSA Instruments and Policies - Effective date: March 31, 2010 (Amending the following National Instruments: NI 11-102, NI 13-101, NI 41-101, NI 55-102, NI 81-107 )
Local Rule 12-501 - Exemption for Discretionary Exemptions applied for before March 17, 2008 (from provisions not in force in Yukon before March 17, 2008)
Amendment to Local Rule 12-501
Local Rule 15-501 - Exemption of Certain Contracts Issued by Insurance Companies from Yukon Securities Laws Effective Date: March 17, 2008
Local Rule 25-501 - Designated Ratings Organizations Effective Date: April 20, 2012
The following Local Rules have been repealed:
Local Rule 11-801 - Implementation of CSA Instruments on March 17, 2008 - Repealed on September 28, 2009.
Rule to Amend Local Rule 11-801 - Repealed on September 28, 2009.
Local Rule 31-501 - Transitional Registration Requirements Repealed on September 28, 2009
Local Rule 55-501 - Insider Trading Reporting Effective Date: March 17, 2008 - Repealed April 30, 2010 by Ministerial Order 2010-22
