45-106 Prospectus Exemptions [NI] - Department of Community Services - Government of Yukon

Department of Community Services

Office of the Superintendent of Securities

45-106 Prospectus Exemptions [NI]

National Instrument

National Instrument 45-106 Prospectus Exemptions

History: Initially Effective March 17, 2008

Status: As Amended June 12, 2018

Consolidated versions

NI 45-106 unofficial consolidation as of June 30, 2016

45-106CP unofficial consolidation as of June 30, 2016

Form 45-106F1 as of June 30, 2016

Form 45-106F2 unofficial consolidation as of May 5, 2015

Form 45-106F3 unofficial consolidation as of May 5, 2015

Documents related to NI 45-106

Amendment to NI 45-106 effective October 5, 2018

Amendment to 45-106 CP effective October 5, 2018

Amendment to NI 45-106 effective June 12, 2018

Amendment to NI 45-106 effective June 30, 2016

Amendment to 45-106 CP effective June 30, 2016

Amendment to NI 45-106 effective December 8, 2015

Amendment to 45-106 CP effective December 8, 2015

Amendment to NI 45-106 effective November 17, 2015

Amendment to NI 45-106 (AI), effective May 5, 2015

Replacement of 45-106 CP (AI) effective May 5, 2015

Amendment to NI 45-106 (ST Debt) effective May 5, 2015

Amendment to 45-106 CP (ST Debt) effective May 5, 2015

Amendment to NI 45-106, effective September 22, 2014

Amendment to NI 45-106 (DRO), effective May 31, 2013

Amendment to NI 45-106, effective June 30, 2011

Amendment to 45-106F1, effective May 1, 2011

Amendment to NI 45-106 (IFRS), effective January 1, 2011

Amendment to Companion Policy (IFRS) effective January 1, 2011

Companion Policy 45-106CP, effective March 17, 2008

Form 45-106F1 - Report of Exempt Distribution, Mar 17, 2008

Form 45-106F2 - Offering Memorandum for Non-Qualifying Issuers, Mar 17, 2008

Form 45-106F3 - Offering Memorandum for Qualifying Issuers, Mar 17, 2008

Form 45-106F4 - Risk Acknowledgement, Mar 17, 2008

Form 45-106F5 - Risk Acknowledgement Saskatchewan Close Personal Friends and Close Buiness Associates, Sept 28, 2009

Form 45-106F7 - Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.1, May 5, 2015

Form 45-106F8 - Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1, May 5, 2015

Form 45-106F9 - Form for Individual Accredited Investors, May 5, 2015

Form 45-106F14 - Rights Offering Notice for Reporting Issuers, December 8, 2015

Form 45-106F15 - Rights Offering Circular for Reporting Issuers, December 8, 2015

CSA Notices

Notice of Amendments to NI 45-106 effective October 5, 2018, July 19, 2018 

CSA Staff Notice 45-308: Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106, July 19, 2018

Notice of Amendments to NI 45-106, relating to Designated Rating Organizations, March 29, 2018