Department of Community Services

Office of the Superintendent of Securities

45-102 Resale of Securities [NI]

National Instrument

National Instrument 45-102 Resale of Securities

History: Effective March 17, 2008

Status: As Amended December 8, 2015

Description: Implements uniform first trade restrictions for securities acquired under registration and prospectus exemptions.

Consolidated versions

NI 45-102 unofficial consolidated version as of December 8, 2015

45-102CP unofficial consolidated version as of May 5, 2015

Form 45-102F1 unofficial consolidated version as of May 1, 2011

Documents related to NI 45-102

Amendment to NI 45-102, effective December 8, 2015

Amendment to NI 45-102, effective May 5, 2015

Amendment to 45-102 CP, effective May 5, 2015

Amendment to Form 45-102F1, effective May 1, 2011

Amendment to 45-102CP, effective July 16, 2010

Amendment to NI 45-102, effective September 28, 2009

Form 45-102F1, effective March 17, 2008

Companion Policy 45-102CP, effective March 17, 2008