Department of Community Services

Office of the Superintendent of Securities

81-105 Mutual Funds Sales Practices [NI]

National Instrument 81-105 Mutual Funds Sales Practices

History: Initially Effective March 17, 2008

Status: As Amended on September 22, 2014

Description: Imposes restrictions on certain sales and business practices followed by managers and principal distributors of publicly offered mutual funds, and registrered dealers and their sales representatives who sell them.

Related Documents

Amendment to NI 81-105, effective September 22, 2014

Amendment to NI 81-105, effective September 28, 2009

Companion Policy 81-105CP