Department of Community Services

Office of the Superintendent of Securities

Securities Laws & Policies Home

 

Yukon generally applicable securities laws include the Securities Act and Local Rules as well as CSA National Instruments [NI] and Multilateral Instruments [MI] which are effective in Yukon.

Legally binding NIs and MIs (together with companion policies [CP]) are endorsed and available for review at the Office of the Superintendent of Securities.

Furthermore, the Superintendent of Securities may issue orders for certain persons and entities or certain class of persons and entities.

There are also non-binding regulations as CSA National Policies [NP] and CSA Notices [N] which provide guidance when interpreting and applying the CSA National Instruments and Multilateral Instruments.

Records of the Yukon Government, YRG1, Series 1, Central Registry Files, GOV 1646 File 25153 Yukon World 1909 Mar 6 pg 1