April 15, 2015 - Yukon has joined the Cooperative Capital Markets Regulatory System
The Government of Yukon has joined the governments of British Columbia, Ontario, Saskatchewan, New Brunswick, Prince Edward Island, and Canada in delegating the regulation of securities to a common regulator by signing on to the Cooperative Capital Markets Regulatory System.
The Office of the Yukon Superintendent of Securities, which is part of the Department of Community Services, is responsible for administering Yukon’s securities laws. It works to foster fair and efficient capital markets, and protect investors. As a member of the Canadian Securities Administrators, an association of the 13 securities regulators across Canada, we work to improve, coordinate and harmonize the regulation of Canada's capital markets.
Yukon’s securities legislation is designed to ensure that the territory’s capital market operates fairly and efficiently for participants, and that investors have timely, accurate information on which to base investment decisions. It also works to ensure that those who sell securities in Yukon are registered and that they conduct themselves according to applicable laws and professional standards.
Yukon Superintendent of Securities is empowered to hear enforcement proceedings and to consider applications for exemptions from the requirements of the securities legislation.
Location (Courier Address)
307 Black Street, 1st Floor
PO Box 2703 (C-6)
Hours of Operation: 8:30 a.m. - 4:30 p.m.
Cheques Payable to: Yukon Government
Phone: (867) 667-5466
Toll free (in Yukon): 1-800-661-0408 local 5466
Fax: (867) 393-6251