Department of Community Services

Office of the Superintendent of Securities

44-102 Shelf Distributions [NI]

National Instrument 44-102 Shelf Distributions

History: Initially effective March 17, 2008

Status: As Amended June 12, 2018

Consolidated Versions

NI 44-102 unofficial consolidation on National Instrument as of August 13, 2013

44-102 CP unofficial consolidation of Companion Policy as of August 13, 2013

Documents related to NI 44-102

Amendment to NI 44-102 effective June 12, 2018

Amendment to NI 44-102 effective September 22, 2014

Amendment to NI 44-102 effective August 13, 2013

Amendment to 44-102 CP effective August 13, 2013

Amendment to NI 44-102 effective May 31, 2013

Amendment to 44-102 CP effective May 31, 2013

Amendment to NI 44-102 effective May 14, 2013

Amendment to 44-102 CP effective May 14, 2013

Amendment to NI 44-102 (IFRS) effective January 1, 2011

Companion Policy 44-102CP, effective March 17, 2008

CSA Notices

CSA Notice including amendments to NI 44-102 related to Designated Rating Organizations, March 29, 2018