Department of Community Services

Office of the Superintendent of Securities

Specific Superintendent Orders

CURRENT RECOGNITION ORDERS

SO2017-04 Canadian Public Accountability Board
SO2016-06 ICE Trade Vault, LLC
SO2016-05 Chicago Mercantile Exchange Inc.
SO2016-04 DTCC Data Repository (U.S.) LLC

CURRENT EXEMPTION ORDERS

SO2014-18 Ultra Petroleum Corp.  
SO2014-02 Catamaran Corporation
SO2013-11 Ultra Petroleum Corp.
SO2009-13 Dundee Corporation 


EXPIRED/REVOKED EXEMPTION ORDERS

2017

SO2014-15 Canadian Public Accountability Board [recognition order] Expried July 31, 2017

2015

SO2015-02 Ultra Petroleum Corp.: Expired Dec 31, 2015
SO2015-03 Catamaran Corporation: Expired Dec 31, 2015

2014

SO2014-03 TD Waterhouse Private Investment Counsel Inc.: Revoked Jan. 18, 2016 by SO2016/01
SO2014-04 Catamaran Corporation: Expired Dec. 31, 2014
SO2014-06 Ultra Petroleum Corp.: Expired Dec. 31, 2014
SO2014-07 Kodiak Oil & Gas Corp.: Expired Dec. 31, 2014
SO2014-08 Alacer Gold Corp.: Expired Dec. 31, 2014
SO2014-09 Gabriel Resources Ltd.: Expired Dec. 31, 2014
SO2014-10 Gold Reserve Inc.: Expired Dec. 31, 2014
SO2014-13 PLC Systems Inc.: Expired Dec. 31, 2014
SO2014-14 Burcon Nutrascience Corporation: Expired Dec. 31, 2014 
SO2014-16 Gold Reserve Inc.: Expired Dec. 31, 2014
SO2014-17 Ultra Petroleum Corp.: Revoked Sept. 8, 2014 by SO2014-18
SO2014-20 Kodiak Oil & Gas Corp.: Revoked Oct. 30, 2014 by SO2014-21
SO2014-21  Kodiak Oil & Gas Corp.: Expired Dec. 31, 2014


2013

SO2013-01 Catamaran Corporation
(Formerly SXC Health Solutions Corp.): Expired Dec. 31, 2013
SO2013-02 Interoil Corporation: Expired April 30, 2015
SO2013-03 Gold Reserve Inc.: Expired Dec. 31, 2013
SO2013-04 PLC Systems Inc.: Expired Dec. 31, 2013
SO2013-05 Gabriel Resources Ltd.: Expired Dec. 31, 2013
SO2013-06 Burcon Nutrascience Corporation: Expired Dec. 31, 2013
SO2013-07 Canadian Public Accountability Board: Expired July 31, 2014
SO2013-08 Air North Charter & Training Ltd.: Expired Dec. 31, 2013
SO2013-12 Ivanhoe Energy Inc.: Expired Dec. 31, 2013


2012

SO2012-01 European Goldfields Limited: Expired Dec. 31, 2012
SO2012-02 SXC Health Solutions Corp.: Expired Dec. 31, 2012
SO2012-03 PLC Systems Inc.: Expired Dec. 31, 2012
SO2012-04 Gabriel Resources Ltd.: Expired Dec. 31, 2012
SO2012-05 Gold Reserve Inc.: Expired Dec. 31, 2012
SO2012-06 SXC Health Solutions Corp.: Expired Dec. 31, 2012
SO2012-07 InterOil Corporation.: Expired Dec. 31, 2012
SO2012-10 High River Gold Mines Ltd.: Expired Dec. 31, 2012


2011

SO2011-01 SXC Health Solutions Corp.: Expired Dec. 31, 2011
SO2011-02 Gold Reserve Inc.: Expired Dec. 31, 2011
SO2011-03 PLC Systems Inc.: Expired Dec. 31, 2011
SO2011-04   Modero Resources Ltd: Expired Dec. 31, 2011
SO2011-05 European Goldfields Ltd.: Expired Dec. 31, 2011
SO2011-06 Gabriel Resources Ltd.: Expired Dec. 31, 2011
SO2011-09 High River Gold Mines Ltd.: Expired Dec. 31, 2011
SO2011-10 Arctic Investment Corporation Ltd. : Expired Dec. 31, 2016 


2010

 SO2010-01  Archangel Diamond Corporation: Expired Dec. 31, 2010                   
 SO2010-10  Arctic Investment Corporation Ltd.: Expired Dec. 31, 2015
 SO2010-11  Antigua Enterprises Inc.: Expired Dec. 31, 2010
 SO2010-12  Gold Reserve Inc.: Expired Dec. 31, 2010
 SO2010-14  Gabriel Resources Inc.: Expired Dec. 31, 2010
 SO2010-15  Crew Gold Corporation: Expired Dec. 31, 2010
 SO2010-21  InterOil Corporation:  Expired Dec. 31, 2015
 SO2010-22  PLC Systems Inc.: Expired Dec. 31, 2010


2009

 SO2009-01  TEAL Exploration & Mining Incorporated: Expired Dec. 31, 2009
 SO2009-02  Gabriel Resources Ltd.: Expired Dec. 31, 2009
 SO2009-03  Talon International Energy, Ltd.: Expired Dec. 31, 2009
 SO2009-04  Gold Reserve Inc.: Expired Dec. 31, 2009
 SO2009-05  Polaris Geothermal Inc.: Expired Dec. 31, 2009
 SO2009-06  SXC Health Solutions Corp.: Expired Dec. 31, 2009
 SO2009-07  Gabriel Resources Ltd.: Expired Dec. 31, 2009
 SO2009-08  Geoinformatics Exploration Inc.: Repealed by SO 2009-11, July 17, 2009
 SO2009-09  Geoinformatics Exploration Inc.: Expired May 1, 2015
 SO2009-10  Geoinformatics Exploration Inc.: Expired Dec. 31, 2009
 SO2009-11  Geoinformatics Exploration Inc.: Expired Dec. 31, 2009
 SO2009-12  Superior Plus: Expired Dec. 31, 2014
 SO2009-14  Superior Plus: Expired Dec. 31, 2014           
 SO2009-15  Air North Charter & Training Ltd.: Expired Dec. 31, 2009
 SO2009-16  Arctic Investment Corporation Limited: Expired Dec. 31, 2014       
 SO2009-17  InterOil Corporation: Expired Dec. 31, 2009


2008

 SO2008-02 Air North Charter & Training Ltd.: Repealed and Replaced with SO2008-03, May 12, 2008
 SO2008-03 Air North Charter & Training Ltd.: Expired Dec. 31, 2013
 SO2008-04 Gold Reserve Inc.: Expired Dec. 31, 2008
 SO2008-05 Gabriel Resources Ltd.: Expired Dec. 31, 2008
 SO2008-06 InterOil Corporation: Expired Nov. 10, 2008
 SO2008-10 Betapro Management Inc.: Expired Dec. 31, 2008