Department of Community Services

Office of the Superintendent of Securities

62-103 The Early Warning System and Related Take-over Bid and Insider Reporting Issues [NI]

National Instrument

National Instrument 62-103 The Early Warning System and Related Take-over Bid and Insider Reporting Issues

History: Initially Effective March 17, 2008

Status: As Amended May 9, 2016

Documents Related to NI 62-103

Amendment to NI 62-103, (TOB) effective May 9, 2016

Amendment to NI 62-103, (EWS) effective May 9, 2016

Amendment to NI 62-103, effective May 5, 2015

Amendment to NI 62-103, effective September 22, 2014

Amendment to NI 62-103, effective April 30, 2010

Form 62-103F1, Required disclosure under the early warning requirements, effective May 6, 2016

Form 62-103F2, Required disclosure by an eligible institutional investor under section 4.3, effective May 6, 2016

Form 62-103F3, Required disclosure by an eligible institutional investor under part 4, effective May 6, 2016

CSA Notices

CSA Notice of amendments to Early Warning System, May  9, 2016

CSA Notice of amendments to Take-Over Bid Regime, May 9, 2016