Department of Community Services
Yukon Securities Office
]News
For more information, check any of the Canadian Securities Commissions/Offices.
September 28, 2009
Background Information for National Instrument 31-103 Registration Requirements and Exemptions
September 25, 2009
July 17, 2009
Canadian Securities Regulators Implement a New National Registration Regime
July 17, 2009 - The Canadian Securities Administrators (CSA) have published new rules across Canada that apply to firms and individuals who deal in securities, provide investment advice or manage investment funds. National Instrument 31-103 Registration Requirements and Exemptions, and related rules and amendments, create a new Canada-wide registration regime. This important initiative reflects an extensive consultation process that began in 2005. The CSA is also making some amendments to National Instrument 45-106 Prospectus and Registration Exemptions to further harmonize and streamline requirements for using some exemptions and to complement changes to the registration regime in National Instrument 31-103 Registration Requirements and Exemptions. National Instrument 31-103 Registration Requirements and Exemptions and related rules and amendments will come into force on September 28, 2009.
All docments are in PDF 
format.
- CSA Press Release
- CSA Notice of National Policy 11-204
- CSA Notice of NI 31-103
- National Instrument 31-103
- 31-103 Companion Policy
- National Instrument 31-102
- CSA Notice of 33-109
- National Instrument 33-109
- 33-109 Companion Policy
- Form 33-109F1
- Form 33-109F2
- Form 33-109F3
- Form 33-109F4
- Form 33-109F5
- Form 33-109F6
- Form 33-109F7
- National Instrument 45-102
- 45-102 Companion Policy
- Form 45-102F1
- National Instrument 45-106
- 45-106 Companion Policy
- Form 45-106F1
- Form 45-106F2
- Form 45-106F3
- Form 45-106F4
- Form 45-106F5
The Canadian Securities Administrators release CSA Staff Notice 33-311
Proposed National Instrument 31-103 Registration Requirements and Exemptions Transition into the New Registration Regime. Describes how CSA staff and IIROC foresee transitioning firms and individuals from the existing registration regime to the new registration regime under NI 31-103.
March 10, 2009
CSA Offers New Fraud Prevention Resources for Investors [44KB ]
January 8, 2009
Canadian Securities Regulators Emphasize Disclosure Obligations for Current Market Conditions [105KB ]
December 18, 2008
Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions [110KB ]
December 19, 2008
Canadian Securities Regulators Seeking Comment on Revised Corporate Governance and Audit Committee Regimes [91KB ]
December 18, 2008
Canadian Securites Regulators Propose Changes to Insider Reporting Regime. - Canadian Securities Administrators (CSA) published today proposed materials for comment that aim to modernize, harmonize and streamline how insiders report their securites transactions to the public.
November 14, 2008
CSA Staff Notice 31-309, Regarding Registration Requirements - News Release [85KB ]
October 24, 2008
Proposed new disclosure regime will provide more meaningful fund information to Canadian investors - News Release [101KB ]
October 17, 2008
Canadian Securities Regulators Seek Input on Proposed Trade-through Protection Rule - News Release [91KB ]
September 26, 2008
Canadian Securities Regulators Respond to Current Capital Market Events - News Release [93KB ]
September 25, 2008
CSA Request for comments on Passport system and Multiple Jurisdiction Applications - News Release [181KB ]
September 19, 2008
Canadian Securites Regulators Support Temporary Order Issued by OSC Prohibiting Short Selling - News Release [76KB ]
September 18, 2008
Canadian Securities Regulators Implement Improvements to Executive Compensation Disclosure - News Release [86KB ]
September 12, 2008
CSA Staff Notice 33-313 International Financial Reporting Standards and Registrants - News Release [99KB ]
September 5, 2008
CSA to Host XBRL Panel Discussion:
Event News Release - English [77KB ]; French [79KB ]
August 29, 2008
Canadian Securities Administrators' Notice 46-305 Second Update On Principal Protected Notes - News Release [109KB ]
August 13, 2008
The Canadian Securities Administrators (CSA) today published a staff notice that summarizes the results of the continuous disclosure (CD) review program for the fiscal year ended March 31, 2008 - News Release [89KB ]
March 17, 2008
News Release...
Regulations, Rules and Policies [33KB ] (Proclamation) under the new Securities Act
March 14, 2008
Regulations, Rules and Policies [33KB ] (Pre-Proclamation) under the new Securities Act