Local Rule 11-801 - Implementation of CSA Instruments on March 17, 2008 - Repealed on September 28, 2009. Rule to Amend  Rule 11-801 - Repealed on September 28, 2009.

Local Rule 11-802 [745KB ] - Rule respecting the Implementation of CSA Instruments and Policies - Effective date: September 28, 2009  (Local Rule 11-802 replaced Local Rule 11-801 on September 28, 2009).

A copy of the CSA Instruments, Policies and Forms adopted through Local Rule 11-802 are being maintained in the Office of Yukon’s Superintendent of Securities.

Some of the other CSA jurisdictions maintain an electronic version of the CSA Instruments, Policies and Forms applicable in their respective jurisdictions that can be located on the internet, for example:

British Columbia Securities Commission

Saskatchewan Securities Division

New Brunswick Securities Commission

Please be informed that the CSA Instruments, Policies and Forms, adopted as local Rules in Yukon, may not be identical with the CSA Instruments, Policies and Forms  implemented by other CSA jurisdictions for various different reasons. However, if there is any uncertainty as to which version of the CSA Instruments, Policies and Forms is in effect in Yukon, or as to the effective date when a specific CSA Instrument, Policy or Form was made as a local Rule in Yukon, the hard copy set maintained and endorsed by Yukon’s Superintendent of Securities will serve as the definitive version applicable in the Yukon.  

Ministerial Order 2009/07 [46KB ] Rule to repeal Rule 11-801 and Rule 31-501, to make Local Rule 11-802, and to amend Rule 55-501 and Rule 12-501.

Rule 12-501 [40KB ] - Exemption for Discretionary Exemptions applied for before March 17, 2008 (from provisions not in force in Yukon before March 17, 2008)

Rule to Amend Rule 12-501 [36KB ]

Rule 15-501 [25KB ] - Exemption of Certain Contracts Issued by Insurance Companies from Yukon Securities Laws  Effective Date:  March 17, 2008

Rule 31-501 - Transitional Registration Requirements  Repealed on September 28, 2009

Rule 55-501 [55KB ] - Insider Trading Reporting  Effective Date:  March 17, 2008