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94-102 National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

National Instrument

National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Status: Initially effective July 3, 2017

Documents related to NI 94-102

Companion Policy 94-102CP, effective July 3, 2017

Form 94-102F1 Customer Collateral Report: Direct Intermediary, July 3, 2017

Form 94-102F2 Customer Collateral Report: Indirect Intermediary, July 3, 2017

Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency, July 3, 2017

CSA Notices

CSA Notice of adoption of NI 94-102 and related Companion Policy, January 19, 2017

CSA Notice and Request for comment on Proposed NI 94-102 and related 94-102CP, January 21, 2016