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Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting

Multilateral Instrument

Multilateral Insturment 96-101 - Trade Repositories and Derivatives Data Reporting

Status:  As amended September 30, 2016

History: Initially effective on May 1, 2016

Consolidated versions

NI 96-101 unofficial consolidation effective September 30, 2016

96-101CP unofficial consolidation effective September 30, 2016

Documents related to MI 96-101

Amendments to MI 96-101, effective September 30, 2016

Amendments to 96-101 CP, effective September 30, 2016

Companion Policy 96-101 effective May 1, 2016

Form 96-101F1 Application for Recognition - Trade repository information statment

Form 96-101F2 Trade repository submission to jurisdiction and appointment of agent for service of process

Form 96-101F3 Cessation of operations report for recognized trade repository

CSA Notices

CSA Notice of Amendments to MI 96-101, June 30, 2016

CSA Notice of Approval for Multilateral Instrument 91-101 and Multilateral Instrument 96-101 and Companion Policies