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Office of the Superintendent of Securities

55-104 Insider Reporting Requirements and Exemptions [NI]

National Instrument

National Instrument 55-104 Insider Reporting Requirements and Exemptions

History: Effective April 30, 2010

Status: As amended February 1, 2017

Unofficial Consolidations

Unofficial Consolidation of NI 55-104, as of February 1, 2017

Unofficial Consolidation of 55-104 CP, as of May 9, 2016

Documents related to NI 55-104

Amendment to NI 55-104 CP effective February 1, 2017

Amendment to 55-104CP, effective May 9, 2016

Companion Policy 55-104CP, effective April 30, 2010