Services aux collectivités

Office of the Superintendent of Securities

Local Rules

The following Local Rules are effective in the Yukon:

Local Rule 11-802 - Rule respecting the Implementation of CSA Instruments and Policies - Effective date: September 28, 2009  (Local Rule 11-802 replaced Local Rule 11-801 on September 28, 2009).

Amendment No. 1 to Local Rule 11-802, effective April 30, 2010

Amendment No. 2 to Local Rule 11-802, effective August 22, 2011

Amendment No. 3 to Local Rule 11-802, effective April 20, 2012

Amendment No. 4 to Local Rule 11-802, effective July 31, 2012

Amendment No. 5 to Local Rule 11-802, effective February 21, 2013

Amendment No. 6 to Local Rule 11-802, effective March 1, 2013

Amendment No. 7 to Local Rule 11-802, effective October 12, 2013

Amendment No. 8 to Local Rule 11-802, effective September 30, 2014

Amendment No. 9 to Local Rule 11-802, effective September 8, 2015

Amendment No. 10 to Local Rule 11-802, effective December 8, 2015

Amendment No. 11 to Local Rule 11-802, effective February 17, 2016

Amendment No. 12 to Local Rule 11-802, effective May 1, 2016

Amendment No. 13 to Local Rule 11-802, effective June 23, 2016

Amendment No. 14 to Local Rule 11-802, effective March 13, 2017

Amendment No. 15 to Local Rule 11-802, effective December 12, 2017

Local Rule 11-803 - Rule respecting certain amendments to CSA Instruments and Policies - Effective date: March 31, 2010 (Amending the following National Instruments: NI 11-102, NI 13-101, NI 41-101, NI 55-102, NI 81-107 )

Local Rule 11-804 Rule to make local amendments to CSA Instruments implemented in Yukon - Effective August 23, 2012

Local Rule 12-501 - Exemption for Discretionary Exemptions applied for before March 17, 2008 (from provisions not in force in Yukon before March 17, 2008)

Amendment to Local Rule 12-501

Local Rule 15-501 - Exemption of Certain Contracts Issued by Insurance Companies from Yukon Securities Laws  Effective Date:  March 17, 2008

Local Rule 25-501 - Designated Ratings Organizations Effective Date: April 20, 2012

 

The following Local Rules have been repealed:

Local Rule 11-801 - Implementation of CSA Instruments on March 17, 2008 - Repealed on September 28, 2009.

Rule to Amend  Local Rule 11-801 - Repealed on September 28, 2009.

Local Rule 31-501 - Transitional Registration Requirements Repealed on September 28, 2009

Local Rule 55-501 - Insider Trading Reporting  Effective Date:  March 17, 2008 - Repealed April 30, 2010 by Ministerial Order 2010-22 

Records of the Yukon Government, YRG1, Series 11, Territorial Court Records, GOV 1444 File 2 [34/39] Page 2