Services aux collectivités

Office of the Superintendent of Securities

45-106 Prospectus Exemptions [NI]

National Instrument

National Instrument 45-106 Prospectus Exemptions

History: Initially Effective March 17, 2008

Status: As Amended June 30, 2016

Consolidated versions

NI 45-106 unofficial consolidation as of June 30, 2016

45-106CP unofficial consolidation as of June 30, 2016

Form 45-106F1 as of June 30, 2016

Form 45-106F2 unofficial consolidation as of May 5, 2015

Form 45-106F3 unofficial consolidation as of May 5, 2015

Documents related to NI 45-106

Amendment to NI 45-106 effective June 30, 2016

Amendment to 45-106 CP effective June 30, 2016

Amendment to NI 45-106 effective December 8, 2015

Amendment to 45-106 CP effective December 8, 2015

Amendment to NI 45-106 effective November 17, 2015

Amendment to NI 45-106 (AI), effective May 5, 2015

Replacement of 45-106 CP (AI) effective May 5, 2015

Amendment to NI 45-106 (ST Debt) effective May 5, 2015

Amendment to 45-106 CP (ST Debt) effective May 5, 2015

Amendment to NI 45-106, effective September 22, 2014

Amendment to NI 45-106 (DRO), effective May 31, 2013

Amendment to NI 45-106, effective June 30, 2011

Amendment to 45-106F1, effective May 1, 2011

Amendment to NI 45-106 (IFRS), effective January 1, 2011

Amendment to Companion Policy (IFRS) effective January 1, 2011

Companion Policy 45-106CP, effective March 17, 2008

Form 45-106F1 - Report of Exempt Distribution, Mar 17, 2008

Form 45-106F2 - Offering Memorandum for Non-Qualifying Issuers, Mar 17, 2008

Form 45-106F3 - Offering Memorandum for Qualifying Issuers, Mar 17, 2008

Form 45-106F4 - Risk Acknowledgement, Mar 17, 2008

Form 45-106F5 - Risk Acknowledgement Saskatchewan Close Personal Friends and Close Buiness Associates, Sept 28, 2009

Form 45-106F7 - Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.1, May 5, 2015

Form 45-106F8 - Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1, May 5, 2015

Form 45-106F9 - Form for Individual Accredited Investors, May 5, 2015

Form 45-106F14 - Rights Offering Notice for Reporting Issuers, December 8, 2015

Form 45-106F15 - Rights Offering Circular for Reporting Issuers, December 8, 2015

CSA Notices

Notice of Amendments to NI 45-106, relating to Reports of Exempt Distribution, April 7, 2016

Notice of Amendments to NI 45-106 and 45-106 CP relating to Rights Offerings, September 24, 2015

Notice of Amendments relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions, Feb 19, 2015

Notice of Amendments relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products, Feb 19, 2015