Consultation Materials - Services aux collectivités - Gouvernement du Yukon

Services aux collectivités

Office of the Superintendent of Securities

Consultation Materials

The consultation process is an important part of regulatory evolution. Both public and industry are encouraged to provide input into new or revised legislation. When the Office of the Yukon Superintendent of Securities or the CSA is of the opinion that new or revised regulation is required, the proposed new documents will typically be published for public comment.

Kindly be informed that the following new documents have been published in various Canadian jurisdictions for comment. Comments should be directed to the Office of the Superintendent of Securities by e-mailing securities@gov.yk.ca

CSA Notice and Description

Published

Comment Period
Ends

Multilateral CSA Notice 32-302 Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions (Superintendent Order 2010/09, Northwestern Exemption) August 15, 2018  n/a
CSA Notice and Second Request for Comment on Proposed National Instrument 93-101 Derivatives: Business Conduct and Related CP June 14, 2018 September 17, 2018
CSA Notice and Request for Comment on Proposed National Instrument 93-102 Derivatives: Registration and related CP April 19, 2018 September 17, 2018 
CSA Notice and Request for Comment on Proposed National Instrument 91-102 Prohibition of Binary Options and related CP April 26, 2017  July 28, 2017 
CSA Notice and Request for Comment Proposed National Instrument 93-101 Derivatives: Business Conduct and Related CP April 4, 2017 September 1, 2017