Services aux collectivités

Office of the Superintendent of Securities

31-102 National Registration Database [NI]

National Instrument 31-102 National Registration Database- consolidated version as of September 28, 2009

History: Initially Effective March 17, 2008

Status: As amended December 2, 2013

Companion Policy 31-102CP- consolidated version as of September 28, 2009

Documents related to NI 31-102

Amendment to NI 31-102 effective December 2, 2013

CSA Notice

CSA Staff Notice 13-322 Regarding the service transition from CDS Inc. to CGI on January 13, 2014, dated January 9, 2014.

CSA Staff Notice 13-321, delay in transition of service provider and consequential amendments, dated November 21, 2013

CSA Staff Notice 13-320 Consequential Amendments to 31-102 (arising from new MI 13-102), October 8, 2013